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OPINION OF THE COURT SLOVITER, Circuit Judge. 1 Before us is the appeal by prisoners
from the order of the District Court granting summary judgment to prison officials
and employees as to the prisoners' claims that their constitutional rights to
the free exercise of religion and equal protection have been violated by the
prison's failure to provide them with meals they contend are required by their
religious beliefs. We further consider whether the District Court abused its
discretion by admitting the declaration and deposition testimony of a witness
into the summary judgment record. I. BACKGROUND 2 Plaintiffs Ishmon Stallworth and
James Williams ("Prisoners"), inmates at the New Jersey State Prison
("NJSP"), filed suit against Willis E. Morton, Roy Hendricks, Walter
Wise, and Frank Graves ("Prison Officials"), all of whom are either
former or current NJSP officials, in the United States District Court for the District
of New Jersey pursuant to 42 U.S.C. § 1983. The crux of Prisoners' claims is
that the Prison Officials violated their constitutional rights by failing to
provide them with Halal meat meals in conformity with their religious beliefs.
A Halal, or lawful, diet includes fruits, vegetables, seafood, and meat from
herbivorous animals such as cows and chickens that are properly slaughtered.
The opposite of Halal food is Haram food, which is prohibited or unlawful and
includes pork and meat from carnivorous animals. Halal foods can become
contaminated if they are commingled with Haram items. 3 Currently, the different diets
provided by the NJSP fall into four general categories: (1) a regular meal
which is served to approximately 600 inmates; (2) a series of health-related
diets with low sodium, low cholesterol, and reduced calories which are served
to about 350 inmates; (3) a Kosher diet that is provided to 4 Jewish inmates;
and (4) a religious vegetarian diet served to approximately 225 inmates who
cannot eat the regular prison diet for religious reasons.1
The regulation creating the religious vegetarian meal reads: 4 An inmate who cannot eat the food
served to the general population because of the inmate's religious beliefs may
request a religious vegetarian diet. Upon review and approval of the request by
the Chaplain of the correctional facility in accordance with this subchapter,
nutritionally balanced vegetarian meals shall be provided to the inmate in
place of the food served to the general population. N.J.A.C. § 10A:17-5.9 5 On behalf of themselves and other
Muslim inmates, Prisoners contend that, as applied, this regulation violates
their sincerely held religious belief that they are required to consume Halal
meat in their diet. Their complaint alleges that the Prison Officials violated
their rights under the Free Exercise Clause of the First Amendment2
by not providing them with Halal meat and the Equal Protection Clause of the
Fourteenth Amendment3
by providing Kosher meals with meat to Jewish prisoners without providing Halal
meat to Muslim inmates. They further claim that the Prison Officials violated
their rights under the New Jersey Constitution and the New Jersey Law Against
Discrimination, N.J. Stat. Ann. § 10:5-1 et seq. Prisoners requested an injunction
that would require the NJSP to include Halal meat in their diet and damages for
the alleged violations of their constitutional rights.4 6 Analyzing Prisoners' constitutional
claims under the four-part test enunciated by the Supreme Court in Turner v.
Safley, 482 U.S.
78, 107 S.Ct. 2254, 96 L.Ed.2d 64 (1987), the District Court granted the Prison
Officials' motion for summary judgment.5
Prisoners timely appealed. II. DISCUSSION A. Jurisdiction and Standard of
Review 7 We have jurisdiction to hear this
appeal pursuant to 28 U.S.C. § 1291. We exercise plenary review over the
District Court's decision to grant summary judgment. DeHart v. Horn, 227 F.3d 47, 50 (3d Cir.2000) (en
banc). Summary judgment is appropriate only if there is no genuine issue of
material fact and the moving party is entitled to judgment as a matter of law. Id. We must view all evidence and draw
all inferences therefrom in the light most favorable to the nonmoving party,
here Prisoners. Id. B. Free Exercise Claim 8 As to their free exercise claim,
Prisoners concede that the District Court applied the correct test as
enunciated in Turner but argue that it incorrectly applied that test to the facts in the
record. According to Prisoners, there is sufficient evidence creating a genuine
issue of material fact as to whether the Turner factors weigh in favor of the
Prison Officials, thereby making summary judgment inappropriate. 9 In Turner, the Supreme Court considered the
proper standard under which courts are to review prison regulations that are
challenged on constitutional grounds. The Court considered two somewhat
competing principles, the first of which is that federal courts "must take
cognizance of the valid constitutional claims" of inmates. Turner, 482 U.S. at 84, 107 S.Ct. 2254.
This judicial cognizance notwithstanding, courts must remember that they are
"ill equipped to deal with the increasingly urgent problems of prison
administration and reform." Id. (citation omitted). Bearing these dual principles in mind,
the Court concluded that "when a prison regulation impinges on inmates'
constitutional rights, the regulation is valid if it is reasonably related to
legitimate penological interests." Id. at 89, 107 S.Ct. 2254. 10 Thereafter, the Turner Court provided the following four
factors to consider when applying its newly enunciated reasonableness standard: 11 First, there must be a valid,
rational connection between the prison regulation and the legitimate
governmental interest put forward to justify it.... A second factor relevant in
determining the reasonableness of a prison restriction... is whether there are
alternative means of exercising the right that remain open to prison
inmates.... A third consideration is the impact accommodation of the asserted
constitutional right will have on guards and other inmates, and on the
allocation of prison resources generally.... Finally, the absence of ready
alternatives is evidence of the reasonableness of a prison regulation. 12 Id. at 89-90, 107 S.Ct. 2254. 13 Furthermore, the burden is not on
the state to prove the validity of the challenged prison regulation but instead
is on the inmate to disprove it. Overton v. Bazzetta, ___ U.S. ___, 123 S.Ct. 2162, 156
L.Ed.2d 162 (2003) (applying Turner and upholding prison regulations limiting prisoner
visitation rights). 14 We have held that a prerequisite to
the application of Turner is the assertion of "only those beliefs which are both
sincerely held and religious in nature are entitled to constitutional
protection." DeHart, 227 F.3d at 51. The Constitution does not protect
"mere assertion[s] of ... religious beliefs." Id. The Prison Officials argue that it
is also a prerequisite for the inmate to establish that the challenged prison
policy "substantially burdens" his or her religious beliefs. Br. of
Defendants at 24. There is no support for that assertion. Because the Prison
Officials fail to provide us with any reason to doubt that Prisoners sincerely
believe that Islam requires them to eat Halal meat, it follows that we must
determine whether the prison's practice of not providing Halal meat meals is
reasonable under Turner. 1. Legitimate Penological Interests 15 The District Court held that NJSP's
decision to provide a vegetarian meal, rather than one with Halal meat, is
rationally related to legitimate penological interests, namely simplified food
service, prison security, and budgetary constraints. According to the District
Court, if the prison were required to provide Halal meat, prison officials would
have to coordinate a new program for food service that would require more
kitchen help and could potentially cause problems between prisoners. It further
found "no evidence of record" showing that Halal meat could be
provided to the more than 200 inmates who currently receive the religious diet
in a cost efficient manner or within the prison's budget. App. at 21. 16 Prisoners do not dispute that
simplified food service, security, and budget constraints are legitimate
penological interests. Indeed, our prior decisions preclude such an argument. See
Fraise v. Terhune,
283 F.3d 506, 517-18 (3d Cir.2002) (finding security to be a legitimate
penological interest); DeHart, 227 F.3d at 53 (finding simplified food service to be a
legitimate penological interest). Instead, Prisoners contend that the evidence
raises an issue of fact for the jury regarding whether these interests would be
adversely affected by the addition of Halal meat meals. 17 With respect to simplified food
service, Prisoners argue that the District Court overlooked the testimony of
Lorenza Graves. They point to Graves' statement that it "would be no great
problem" to serve Halal meat received from an outside vendor to the
inmates who now receive vegetarian meals or to serve Halal meat to the general
prison population if it came from the distribution center in place of non-Halal
meat. App. at 140, 145. Prisoners further argue that the testimony of various
NJSP officials does not support the Prison Officials' contention that providing
Halal meals with meat would raise security concerns. 18 Finally, Prisoners claim that the
District Court misapplied the summary judgment standard as to budgetary
concerns, arguing that they have submitted sufficient evidence to show that the
NJSP could provide Halal meat in a cost-efficient manner. Pointing to evidence
that a Halal meal with meat would cost about $1.80 more per meal than the cost
of a regular meal, they argue that the prison spends $3,650 a year per
individual to meet its four Jewish prisoners' dietary needs but will not spend
$280 a year per individual to meet its 225 Muslim prisoners' needs. 19 According to Prisoners, based on the
above evidence, there is at least an issue of material fact as to whether the
policy of denying Halal meals with meat is rationally related to a legitimate
penological interest. We disagree. 20 We have no reason to doubt that the
District Court carefully considered all of the evidence in the record. It noted
that Howard Beyer, former Assistant Commissioner for Operations of the New
Jersey Department of Corrections, testified that due to the large Muslim
population at NJSP, the addition of Halal meals with meat would cause a
considerable disruption to the prison's daily operation. Beyer further
testified that the prison does not experience similar disruptions by providing
Kosher meals because they provide so few of them. According to Beyer, each
Halal meat meal would have to pass through an X-ray machine, one at a time,
which would be prohibitively time consuming. Furthermore, as with all things
entering the prison, Beyer noted that the Halal meat meals would create
additional security concerns. 21 As to budgetary concerns, Prisoners
concede that providing a Halal meal with meat would cost more per prisoner than
the vegetarian meal. Furthermore, according to Graves, the vegetarian meals and
other special diets cost approximately the same for each prisoner. Graves
explained that to stay within the budget, he and other administrators must
control "what [they] prepare, cook and serve." App. at 149. 22 Although Prisoners have pointed to
issues of fact in the record regarding these matters, they are not material issues of fact under the applicable
legal standard. As noted above, Prisoners have the burden of disproving the validity
of the regulation. It is not enough to show there are different views as to the
relevant issues and underlying facts. Based on the record evidence, we agree
with the District Court that providing vegetarian meals, rather than Halal
meals with meat, is rationally related to the legitimate penological interests
in simplified food service, security, and staying within the prison's budget. 23 In so concluding, we keep in mind
the substantial deference we owe to prison administrators who bear a
"significant responsibility for defining the legitimate goals of a
corrections system and for determining the most appropriate means to accomplish
them." Overton, 123 S.Ct. at 2167. Furthermore, this court has noted that when a
challenged regulation implicates security, as it does here, judicial deference
is "especially appropriate." Fraise, 283 F.3d at 516 (affirming district
court's grant of summary judgment to prison officials against claims that
policy allowing officials to designate "security threat groups" and
transfer members of group to special unit violated prisoners' free exercise,
equal protection, and due process rights). 24 2. Alternative Means of Expressing
Religious Belief 25 The next Turner factor requires us to determine if
the prison has provided inmates with alternative avenues through which they can
express their religious beliefs. Where a prison affords the inmate alternative
means of expressing his or her religious beliefs, that fact tends to support
the conclusion that the regulation — here providing a vegetarian meal
rather than one with meat — is reasonable. DeHart, 227 F.3d at 57. 26 The District Court concluded that
Muslim prisoners have various ways in which to practice their religion. In
addition to the pork-free, vegetarian diet, the Court pointed to a weekly
congregational prayer service known as the Jumu'ah, the opportunity to study
Arabic and to observe Ramadan by providing a special meal enabling Muslims to
comply with the holiday's fasting requirement, the opportunity to pray five
times during each day, and the chance to observe the five pillars of the Islam
faith. The Court further noted that the NJSP accommodates prisoners who
celebrate Eid, another Muslim holiday, by allowing them to cook their own meals
containing Halal meat. 27 Prisoners concede they have
"some alternative means" of practicing their religion, pointing out
the existence of an onsite Imam, the ability to observe religious Holidays, and
the weekly prayer service. Instead, they argue that these accommodations cannot
be attributed to the NJSP. The District Court rejected these arguments, noting
that Prisoners were unable to provide another instance, aside from the lack of
Halal meat meals, in which their religious expression was not being
accommodated. We agree. 28 Based on the record and Prisoners'
own admissions, it is undisputed that the prison provides Muslim inmates with
the opportunity to pray daily, attend special weekly services, and observe
religious holidays. Thus, the second Turner factor weighs in favor of the
Prison Officials. 29 3. Impact of Accommodation on Guards
and Other Inmates 30 Under the third Turner factor, we focus on the specific
religious practice at issue to determine how accommodating the inmate would
impact guards and other inmates. The District Court concluded that it would be
difficult for prison administrators and security personnel to accommodate by
changing the religious vegetarian meal policy. In response to Prisoners'
argument that administrative concerns would dissipate if Halal meat meals were
provided to the entire prison population, rather than just Muslims, the Court
found that Prisoners failed to present evidence showing the feasibility of
providing the meals to the general population. Furthermore, it believed that
such an act could be viewed as imposing Islam on the whole prison community.
The District Court also pointed to security and budgetary concerns that
importing 200 Halal meals would create. 31 Prisoners argue that the evidence
provides a factual issue as to whether the provision of Halal meat meals would
affect security, prison administration, or the budget. They rely on their
arguments as to the first Turner factor, which we have already rejected. They further point
out that in his deposition Scott Faunce, the Deputy Commissioner of the New
Jersey Department of Corrections, testified that most of the food that comes
into NJSP is not scanned. According to Prisoners, if unscanned food comes into
the prison without security problems, there is no reason why the NJSP would
have to scan Halal meals. Prisoners overlook or ignore Faunce's qualifying
statement that while much of the food is not scanned, it is searched. It would
be unreasonable for us to conclude that the need to search, rather than scan,
hundreds of additional Halal meat meals could not produce security concerns and
administrative burdens. The Supreme Court's admonition that we should defer to
administrative decisions of prison officials is applicable here. 32 Prisoners also argue that this case
is analogous to our decision in DeHart, where we considered claims by an inmate that prison
officials had violated his free exercise and equal protection rights by not
providing him with a vegetarian diet consistent with his Buddhist beliefs. In
that case, we reversed the district court's summary judgment to the prison
defendants and remanded so that the district court could more fully develop the
record as to the consequences of accommodating the inmate for guards, other
inmates, and the allocation of prison resources. 227 F.3d at 59-60. 33 In DeHart, we concluded that the first and
second Turner
factors weighed in favor of the defendants, noting that denying the inmate's
request for a religious vegetarian diet "bears some rational
relation" to the penological interests in a simplified food service and in
avoiding jealousy among inmates, id. at 53, and that the inmate had alternative means of
expressing his religious beliefs, id. at 57. However, we found the third and fourth factors to be
less clear. The crux of our problem with the district court's reasoning as to
these factors was its conclusion that the third Turner factor proved "neutral"
in the face of "no undisputed evidence" concerning the impact of
accommodation. Id.
at 57-58. In such circumstances, we concluded that Turner requires a "more thorough
analysis of the reasonableness" of the prison regulation when imposed on
the plaintiff's religion. Id. at 59. We noted that there was already a process in the
prison for serving individually prepared therapeutic meals and that the
plaintiff had made a prima facie showing that this process could accommodate
his religious needs by adding a cup of soy milk. Id. at 59. 34 Prisoners argue that the same
reasoning applies in the case at hand. They contend that because there is an
existing administrative process under which the Prison Officials can
accommodate their desire for Halal meat meals, whatever slight burden the
prison must bear is minimal in comparison to that entailed by providing Kosher
meals to the Jewish inmates. 35 Prisoners' arguments are
unpersuasive as this case is decisively different from DeHart. There are at least two significant
distinctions. First, the DeHart plaintiff requested only a cup of soy milk to be added to
food already purchased by the prison. Id. at 57. Here, Prisoners request full Halal meals with
meat. Second, the plaintiff in DeHart was one person. Here, Prisoners are bringing suit on behalf
of more than 200 hundred Muslim prisoners. 36 The Prison Officials repeatedly
return to this latter fact, arguing that the sheer number of prisoners who
would be receiving Halal meat meals would be overwhelming across the spectrum,
creating administrative, budgetary, and security issues. They point not only to
Beyer's testimony but also to that of Roy Hendricks, the Administrator of New
Jersey State Prison, who stated: 37 From my point of view you are
talking about 200 meals, feeding three times a day, additional storage, freezer
space for the meals. You are talking about additional officers to check the
meals. You are also talking about a cost factor. So I think that's quite a bit.
Normally, this institution feeds over 200 — about 200,000 meals a month,
so it would be a problem. 38 App. at 176. 39 Contrary to Prisoners' contentions,
the record provides us with sufficient evidence supporting the Prison
Officials' argument that providing Halal meat meals to hundreds of prisoners
would have a marked effect on the prison community. Thus, the third Turner factor is far from
"neutral" but instead favors the Prison Officials. 4. The Absence of Ready Alternatives 40 As to the fourth and final Turner factor, we look to whether there is
an absence of "ready alternatives" to the challenged prison
regulation, as "the existence of obvious, easy alternatives may be
evidence that the regulation is not reasonable, but is an `exaggerated
response' to prison concerns." 482 U.S. at 90, 107 S.Ct. 2254. To be sure,
this is not a "least restrictive test" in that prison officials do
not "have to set up and shoot down every conceivable alternative
method" of accommodation. Id. If an inmate can point to an alternative that would fully
accommodate his or her rights at a "de minimis" cost, we can consider
that as evidence that the challenged regulation is unreasonable. Id. at 90-91, 107 S.Ct. 2254. 41 The District Court found that the
prison could not fully accommodate Prisoners' request for Halal meat meals at a
de minimis cost
and therefore that the fourth Turner factor also favored the Prison Officials. As to this
factor, Prisoners rely on their previous arguments that the record shows that
the provision of the Halal meat meals would not create staffing, security, or
budgetary problems. However, as explained above, we fail to find such support
in the record. Contrary to Prisoner's contention, there is sufficient evidence
supporting the Prison Officials' argument and the District Court's conclusion
that providing Halal meat meals cannot be provided at a de minimis cost. 42 We thus reject Prisoners' free
exercise claim. C. Equal Protection Claim 43 We next consider Prisoners' claim
that the failure to provide them with Halal meat while providing Kosher meals
with meat to Jewish inmates violates their rights under the Equal Protection
Clause of the Fourteenth Amendment. To prevail on an equal protection claim, a
plaintiff must present evidence that s/he has been treated differently from
persons who are similarly situated. See City of Cleburne v. Cleburne Living
Center, 473 U.S.
432, 439, 105 S.Ct. 3249, 87 L.Ed.2d 313 (1985). Turner is equally applicable to Prisoners'
equal protection claims. See DeHart, 227 F.3d at 61. 44 The District Court rejected
Prisoners' equal protection claims, finding that they had provided no evidence
that Jewish prisoners received meat in their Kosher meals. It noted that the
record showed that all inmates in need of a religious diet are provided
vegetarian meals. 45 Prisoners argue that in reaching its
conclusion, the District Court "had to ignore or misconstrue" the
evidence. Br. of Prisoners at 49. For support, they point to a statement from
Graves' 1999 certification in which he says, "[i]nmates that require
Kosher meals for religious reasons do receive meals that contain meat."
App. at 160. However, they fail to acknowledge that during Graves' deposition
in 2001, he explicitly retracted that statement: 46 I oversighted on the meals, the type
of meal ... Jewish prepared meat. There is no meat. I oversighted on that.
There is no meat. These are meatless meals being prepared by the Jewish BT
Management. The company supplies the kosher meals. It's meatless. 47 App. at 128. 48 Graves' corrective statement
corroborates the testimony of others. Specifically, both Hendricks and Beyer
testified that the Kosher meals provided to Jewish prisoners do not contain
meat. 49 The record is devoid of any evidence
supporting Prisoners' contention that the Kosher meals contain meat. Because
all religious meals at NJSP are vegetarian, we reject Prisoners' equal
protection claim that the prison treats Jewish and Muslim prisoners in a
"disparate and unequal" manner. Br. of Prisoners at 48. 50 D. Motion to Exclude Testimony of
Scott Faunce 51 In their final claim, Prisoners
argue that the District Court erred by denying their motion to exclude Faunce's
testimony. We review a district court's admission of evidence or ruling on a
discovery dispute for abuse of discretion. Stecyk v. Bell Helicopter
Textron, Inc., 295
F.3d 408, 412 (3d Cir.2002). 52 Prisoners argue that the Prison
Officials identified Faunce as a witness almost six months after the close of
discovery by attaching Faunce's affidavit to their summary judgment reply
brief. This, according to Prisoners, was especially egregious as they had made
repeated efforts before the end of discovery to identify persons with knowledge
related to their complaint. The District Court denied Prisoners' motion to
exclude Faunce's testimony but allowed them to depose Faunce themselves and to
amend their previously-filed summary judgment brief. Furthermore, the Prison
Officials were ordered to pay Prisoners' costs and counsel fees in connection
with the deposition. 53 Prisoners argue that the submission
of Faunce's testimony violates Federal Rules of Civil Procedure 26 and 37.
Under Fed. R.Civ.P. 26(e)(2), a party is required to supplement its discovery
responses if it learns that its initial response is incomplete in a material
way and the opposing party does not have the new information. Fed.R.Civ.P.
37(c)(1) provides that if a party without substantial justification fails to
amend a prior discovery response, it may not use that evidence unless the
failure is harmless. 54 Prisoners contend that the Prison
Officials provided no justification for their failure to disclose Faunce and
they argue that they suffered harm and prejudice because of the Prison
Officials' "complete disregard for their discovery obligations." Br.
of Prisoners at 55-56. Also, they claim that the Prison Officials benefitted
from reading Prisoners' brief on summary judgment which was prepared before
Faunce's testimony was introduced. Lastly, Prisoners argue that Faunce gave an
expert opinion and the Prison Officials should have identified him as an expert
and provided a report. 55 The Prison Officials rebut any
suggestion of bad faith by explaining Faunce was named Deputy Commissioner of
the New Jersey Department of Corrections two days after they filed their
summary judgment motion and after the close of discovery. Therefore, they could
not have identified Faunce as an expert during discovery. They argue that
Prisoners were not harmed by the admission of Faunce's testimony as they were
permitted to depose Faunce, at the Prison Officials' expense, and were allowed
to supplement the record with his deposition testimony and additional briefs. 56 We are persuaded by the Prison
Officials' arguments and conclude that the District Court did not abuse its
discretion in allowing Faunce's testimony. Prisoners were given adequate
opportunity to depose Faunce and supplement the record themselves. In such a
situation, we fail to see how Prisoners suffered harm from the admission of
Faunce's testimony. III. CONCLUSION 57 For the foregoing reasons, we will
affirm the District Court's grant of summary judgment to the Prison Officials. Notes: Hon. Petrese B. Tucker, United
States District Court for the Eastern District of Pennsylvania, sitting by
designation The description of the various diets
offered at NJSP comes from the deposition testimony of Lorenza Graves, the
prison's food service supervisor The First Amendment provides that
"Congress shall make no law respecting an establishment of religion, or
prohibiting the free exercise thereof ..." U.S. Const. amend. I The Fourteenth Amendment reads in
relevant part: "[N]or shall any State ... deny to any person within its
jurisdiction the equal protection of the laws." U.S. Const. amend. XIV In their appellate brief, Prisoners
refine their request as seeking "to compel NJSP to include Halal meat in
at least some of the Halal meals provided Muslim prisoners." Br. of
Appellants at 8 It should be noted that the District
Court denied the Prison Officials' summary judgment motion as to Prisoners'
claims that their First Amendment rights were violated by several past
instances of contamination of their current vegetarian diet. However, Prisoners
dismissed this claim in order to expedite their appeal of the claims denied by
the District Court. Accordingly, this issue is not before us
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